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Nicole Gregory

Katherine Schwartz

Director of Client Relations & Business Development

Katherine joined the Spivak Financial Group in 2026. She has over 15 years of experience in the financial services industry, with a focus on relationship management. She has her Series, 7, 65 & 63, as well as her Life & Health license. Katherine was born and raised on Cape Cod, Massachusetts, but has called Arizona home since 2016. She earned a Bachelor’s Degree from the University of Massachusetts- Amherst and a Master’s of Education from Salem State University. In her free time, Katherine teaches yoga and travels. She also loves spending time with her husband and 4 daughters.

We are a boutique wealth management firm focused on helping affluent individuals to incorporate tax planning strategies while they accumulate, distribute, and transfer their wealth.

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Stuart J. Spivak, Mark T. Woodfield, Michael Hollar, Branden Barrom, and Michael Mullen are licensed to sell insurance. Securities and advisory services are offered through Centaurus Financial, Inc., Member FINRA and SIPC, a Registered Investment Advisor.  Supervisory Branch: 2300 East Katella Avenue, Suite 200, Anaheim, CA 92806 Phone: (714) 456-1790.  The Spivak Financial Group and Centaurus Financial, Inc. are not affiliated. Neither The Spivak Financial Group or Centaurus Financial, Inc. offer tax or legal advice.  This message is intended for residents of the United States of America in certain States only.  Please check with us to ensure we are registered in your state. We are proud to be a Broker’s Check registered financial advisor firm.  FINRA’s BrokerCheck. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by Spivak Financial Group to provide information on a topic that may be of interest. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security. We take protecting your data and privacy very seriously. We do not sell or share your personal information.

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